Speech
Compliance – some thoughts about reaching the next level
Abstract: Remarks at the Fordham Journal of Corporate Counsel & Financial Law Symposium, Fordham Law School, New York City.
Keywords: compliance officer; ethics; Program Effectiveness Index (PEI); culture; values; rules; regulation; law; chief ethics and compliance officer (CECO); legal risk; de-risking; repeatable processes; boards of directors;
JEL Classification: G18; G28; G38; K20;
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Bibliographic Information
Provider: Federal Reserve Bank of New York
Part of Series: Speech
Publication Date: 2015-02-09
Number: 156